
Independent - Client First
I am an independent contractor with CIR and I generally pay CIR approximately 10% of my annual compensation so I can have access to CIR's knowledgeable and vast supervisory and compliance personnel (a Financial Industry Regulatory Authority requirement), an extensive brokerage operation and cutting-edge technology platforms. And like many of my clients, I engage in business activities, some outside of the scope of your relationship with me (“outside business activities”): insurance sales and advice, tax prep and volunteer activities like The Great Blizz Special Ice Hockey (founder, Board president) and Run a Mile Project (Board Member). These activities have never and will never take away from your access to my time and energy and have only had positive influences on the worldwide views and recommendations I bring to clients. Clients can always review my Securities background - including Outside Business Activities - on FINRA’s BrokerCheck website at https://brokercheck.finra.org/ and ask me questions for clarification. I run an independent investment firm where ethics and strong principles have been the hallmark of my long career.
Put Me to Work for You
- Stocks - all Listed Securities
- Bonds - individual Corporates, Municipals, Treasuries, Government Agencies
- Mutual Funds - thousands of funds from top-performing managers
- Exchange-Traded Funds (ETFs)
- Tax-Advantaged Investments (e.g. Fixed/Variable/Immediate Annuities)
- Stock Brokerage Accounts through National Financial Services (NFS)
- Margin Accounts
- Mutual Fund Accounts
- IRA/Roth IRA Accounts, including Rollover accounts
- Corporate Retirement Plans such as SIMPLE IRAs, 403(b)s, 401(k)s and SOLO 401(k)s
- Automatic Savings Plans